EDUCATIONAL
THEORIES OF EDUCATIONAL CHANGE WITHIN HIGHER EDUCATION: Robustness in the Roman
Ruins
Jack
Whitehead, Department of Education, University of Bath.
A paper presented to the
Symposium on 'Educational Change Within Higher Education' convened by Roger
Murphy at the annual conference of the British Educational Research
Association, Queens University, Belfast, 27-30 August 1998
"... the proper
function of a university is the imaginative acquisition of knowledge..... A
university is imaginative or it is nothing - at least nothing useful.... The
whole art of the organisation of a university is the provision of a faculty
whose learning is lighted up with imagination." (A.N. Whitehead, pp. 145-146, 1929).
There are many
descriptions, explanations and theories of educational change within higher
education. In this Symposium for example, Roger Murphy (1998) has focused on
key skills, David Bridges (1998) on the construction and organisation of
knowledge in the university curriculum, David Hustler (1998) on evaluation work
and shifting guidance roles, Michelle Selinger (1998) on peer collaboration and
tutorial support through electronic forums in higher education. My own
contribution is to offer a living educational theory which is grounded in a self-study
of my professional learning as a university teacher and researcher over the
past 25 years at Bath. It is also grounded in my engagement with the theories
of others. My educational theory has emerged from the educational enquiry, 'How
do I improve what I am doing?' (McNiff, Lomax & Whitehead 1996). It
includes my learning in my educative relationships with other educational
researchers and my learning from their original contributions to educational
knowledge.
In this paper I want to
take as a given the educational change I am going to explain.
In doing this I want to
distance myself from James Tooley's analysis of educational research where he
says that if any reader wishes to object to such research, on the grounds that
they don't like the particular implications for policy and practice, 'then
they would have to go beyond the model of good practice in educational
research, to a theory of good practice in education itself' (Tooley, 1998). One of the reasons for my focus on the
nature of educational theory is that I cannot understand how an educational
researcher can propose a model of good practice in 'educational' research
without an understanding of the
educational theory which constitutes the research as 'educational'.
The educational change I
am taking as a given is represented in the living educational theory theses and
dissertations which have been legitimated by a number of universities. In
particular I want to draw your attention to 7 of these theses and dissertations
on the Web at address http://www.bath.ac.uk/~edsajw
The Ph.D. Theses have
all been judged as original contributions to educational knowledge. It is the legitimation of these
original contributions to educational knowledge by the Academy which I am
taking to be the given educational change I am seeking to explain in the
creation and testing of my own living educational theory. What I mean by living
educational theory is an explanation constructed by an individual in asking,
answering and researching questions of the form, 'How do I improve what I am
doing?, which explains a present practice in terms of an evaluation of past
experience and an intention to create an improvement in practice which is not
yet achieved.
I can explain the above
educational change in terms of the four epistemological pressures on the higher
education curriculum defined by David Bridges in terms of the de-construction
of the subject, cross curricular 'key' skills, learning through experience and
the reaffirmation of my subject, education, as the academic and organisational
identity. As well as seeing them
as competing epistemological pressures which I can use in an analysis I also
see them as important ideas which be integrated within the creation of my living
educational theories as I synthesis them in the construction of my own higher
education curriculum.
In seeking to develop my
living theory and higher education curriculum I am going to explore an
extension of my explanation for my own learning (Whitehead 1993) from one which
focused on the value of academic freedom to one which is focused on responses
to institutional bullying. By institutional bullying I include both the
feelings and experience of intimidation by those being bullied by the
disciplinary power of the institution, and the 'reasonable person' test which
holds that conduct is bullying if a reasonable person could see that this would
be the effect. I link my focus on institutional bullying to the values of
democracy and citizenship in the sense that the removal or reduction in bullying
seems consistent with the values of both democracy and citizenship. I am using
'disciplinary power' in the sense used by Foucault in an interview with Fontana
and Pasquino (1980) where it is linked to a 'regime of truth' :
"Each society has its
regime of truth, its 'general politics' of truth; that is, the types of
discourse which it accepts and makes function as true; the mechanisms and
instances which enable one to distinguish truth and false statements, the means
by which each is sanctioned; the techniques and procedures accorded value in
the acquisition of truth; the status of those who are charged with saying what
counts as true." (Foucault ,
p. 131, 1980)
I am hopeful that this
growth in my educational knowledge resonates with some of your experiences of
the abuse of power, which I take bullying to involve, and that you will see the
importance of my responses for my own educational development. These responses and their integration
in a narrative of my own professional learning may have some uses for you if
you are working on ways of speaking your truth to power in a way which supports
the power of truth.
In 1980 I presented a
paper to BERA on 'The observation of a living contradiction' (Whitehead
1980). Because of the significance
of 'I' as a living contradiction in my educational theories of educational
change I will begin in the experience of contradiction in my engagement (D'Arcy
1998) with four texts. I selected the texts because I intuitively felt they would help me to communicate
the significance of my responses to institutional bullying as a living contradiction in my
educational theories of educational change.
The first is the Chapter
on 'Universities and Their Function' from A.N. Whitehead's (no relation) Aims
of Education. See the delight as I
read:
"The combination of
imagination and learning normally requires some leisure, freedom from
restraint, freedom from harassing worry, some variety of experiences, and the
stimulation of other minds diverse in opinion and diverse in equipment. Also
there is required the excitement of curiosity, and the self-confidence derived
from pride in the achievements of the surrounding society in procuring the
advances of knowledge. Imagination cannot be acquired once and for all, and
then kept indefinitely in an ice box to be produced periodically in stated
quantities. The learned and imaginative life is a way of living, and is not an
article of commerce.
It is in respect to
the provision and utilisation of these conditions for an efficient faculty and
the two functions of education and research to meet together in a
university. Do you want your
teachers to be imaginative? Then encourage them to research. Do you want your
researchers to be imaginative? Then bring them into intellectual sympathy with
the young at the most eager, imaginative period of life, when intellects are
just entering upon their mature discipline. Make your researchers explain
themselves to active minds, plastic and with the world before them; make your
young students crown their period of intellectual acquisition by some contact
with minds gifted with experience of intellectual adventure. Education is
discipline for the adventure of life; research is intellectual adventure; and
the universities should be homes of adventure shared in common by young and
old. For successful education there must always be a certain freshness in the
knowledge dealt with. It must either be new in itself or it must be invested
with some novelty of application of the new world of new times. Knowledge does
not keep any better than fish." (Whitehead, pp 146-147, 1929).
Whitehead also pointed
out that "necessary technical
excellence can only be acquired by a training which is apt to damage those
energies of mind which should direct the technical skill. This is the key fact
in education, and the reason for most of its difficulties" (p.144)
On reading Roger
Murphy's (1998) paper on Moving
Ahead With Key Skills in Higher Education, for this symposium I experienced a
tension as I wondered how he had avoided the problem of damaging the values and
imagination needed to direct the skills while helping individuals to 'benefit
greatly' from the 'sustained development of key skills:
"Our own research
work, and that of others (eg Cryer, 1998), on key skills within the higher
education sector over the last few years has suggested that individual students
can benefit greatly from a coherent experience in relation to the use and
sustained development of key skills". (p.4)
My tension developed
into the experience of contradiction as I read the following
quotation from Barry
Lopez's (1986) 'Arctic Dream'
which ended a draft Ph.D. submission from a self-study researcher from Alaska.
"I thought about the
great desire among friends and colleagues and travellers who meet on the road,
to share what they know, what they have seen and imagined. Not to have a shared
understanding, but to share what one has come to understand. In such an atmosphere
of mutual regard, in which each can roll out his or her maps with no fear of
contradiction, of suspicion or theft, it is possible to imagine the long,
graceful strides of human history." (p.270).
In extending my
educational theory of educational change in higher education to embrace my
responses to institutional bullying I want to work at resolving a contradiction
I feel between holding a view of
the 'long graceful strides of human history' at the same time as holding in
mind painful images, of which the extreme are those from the holocaust. In
other words I can create beautiful unities in my imagination, in smooth stories
of the self (MacLure 1996), which omit some stressful experiences which
threaten my sense of integrity and identity.
In embracing my
experiences of institutional bullying and being open about my responses I hope
to avoid the kind of criticisms made by MacLure of those who present their
narratives of becoming action researchers as 'smooth stories of the self'.
In a second paper to
this conference (Whitehead 1998) I have presented a 'victory narrative' on the
creation and legitimation of living educational theories in the Academy. In
this other paper I analysed the nature of my educative influence with Hilary
Shobbrook and explained this influence in relation to Hilary's own voice as she
analysed her educational development in 'Letters to her Teacher'. I focused on
the nature of my living philosophy of education as it was expressed and
communicated from within our educative relationship. In the paper (also
available at the Web address below) I explained that seven living theory theses of mature students who had
graduated between June 1996 and July 1998 could be accessed from the Web at
address:
http://www.bath.ac.uk/~edsajw
In my book, 'The Growth
of Educational Knowledge: Creating your own living educational theories'
(Whitehead 1993), I described and explained my own learning by analysing a
series of my papers published between 1977 and 1993 to show the extension of my
cognitive range and concern (Peters 1966). Interspersed between the papers I
included factual evidence from my university context to show that the papers
had been produced at the same time as I was learning how to respond to the
experience of the truth of power in attempts in 1976 to terminate my employment
at the University on the grounds that I had not given satisfaction in the
teaching of prescribed courses, that there was an absence of evidence that I
had pursued research of sufficient quality and that I had disturbed the good
order and morale of the School of Education. In 1980 and 1982 I was learning
how to respond to two failed Ph.D, submissions on the nature of educational
theory and the university's instruction that under no circumstances could I
question the competence of my examiners.
In 1987 I was learning
how to respond to the written outcome of a disciplinary meeting with the
University Solicitor, Director of Personnel, the Secretary and Registrar and an
AUT Friend, which claimed that my activities and writings were a challenge to the
present and proper organisation of the University and not consistent with my
duties in teaching and research. These experiences were described in order to
show the meaning of the value of academic freedom as it was embodied in my
practice and as its meaning emerged through the practice. I did not see, at this time, the relevance for the growth of my
educational theory of including an analysis of my response to institutional
bullying. Nor did I see the importance of
Moira Laidlaw's (1996) insight that the value of academic freedom was
itself living and developing in the course of its emergence in practice.
The following quotations
from my third text, the 1997 Guidelines from the Association of University
Teachers on 'Combating Stress at Work', give some indication that others are
experiencing health-threatening stress in the workplace, some of this which can
be related to bullying:
"A survey by the
Trades Union Congress in 1996 found that 80% of staff in the education sector,
including staff in higher education, suffered from stress-related illnesses.
The Association of University Teachers as identified a wide range of factors
leading to this outcome in the university section These include....
Destructive innuendo
eg. targeting individuals;
bullying;
racial or sexual
harassment;
staff being treated
with contempt or indifference;
unfair treatment;
a perception of being
undervalued;
fear of fall in
quality of personal output; leading to criticism;
guilt for taking full
holiday entitlement or fatigue for failing to take it:
'offers that cannot
be refused, for example to
someone on a short-term research contract to undertake teaching in addition to
a full research programme;
job insecurity,
especially for short-term and older staff......"
In responding to
institutional bullying I am attracted to Lather's ideas of rethinking research
as a 'ruin', as well as a 'victory
narrative' and to Couture's playful images of the University as Dracula. These
ideas are in the following extracts from the fourth text which is Maggie
MacLure's (1996) Narratives of Becoming an Action Researcher, in her section on
'Interviews with the Vampires':
"Lather (1994) has
noted that the narratives of educational research (and not just action
research) are usually victory narratives. She wonders what it might mean to
rethink research as a 'ruin', in which risk and uncertainty are the price to be
paid for the possibility of breaking out of the cycle of certainty that never
seems to deliver the hoped-for happy ending........ If we tell our lives, and
expect them to be told by others, in ways which constantly try to overcome
'alterity' - that incalculable Otherness that deconstructionists argue is the
forgotten 'origin' of the core self- can we be sure that we are not acting on
behalf of those institutions whose business is the 'colonisation of the Other'
(Spivak, 1988)?
Couture (1994)
suggests, playfully but nonetheless seriously, that action research within the
academy might be just such an enterprise. He imagines the university as
Dracula, feeding off the virgin souls (selves) of teachers who offer themselves
up in the name of reflective practice. Couture fears that action research works
by consuming the ungovernable alterity of the 'client', producing a state of
amnesia, and leaving in its place 'this dead, smelly thing called teacher
identity' (p.130) - a simulacrum silences resistance and erases the memory of
other, fractured and conflicting possibilities of identity. If he is right,
what must we have forgotten in order to tell these smooth stories of the self?"
A story of my own
learning which included such fractured and conflicting possibilities of
identity would not be complete without my learning from a working party
established in 1990 to report to the Senate on 'A matter of academic freedom'.
This was established following a recommendation by the Board of Studies for
Education after a debate on the contents of the letter sent to me following the
disciplinary meeting in 1987 described above which claimed that my activities
and writings were a challenge to the present and proper organisation of the
university and not consistent with the duties the university wished me to
pursue in teaching or research. The working party reported to Senate in 1991,
with a conclusion which contained the statement:
"The Working party
did not find that, in any of Mr. Whitehead's seven instances, his academic
freedom had actually been breached. This was however, because of Mr.
Whitehead's persistence in the face of pressure; a less determined individual
might well have been discouraged and therefore constrained....... Mr
Whitehead undoubtedly feels intimidated (my emphasis) by the possibility of
disciplinary action, and the Working Party wished to see a safeguard built into
the University's procedures, for all staff, which would reduce the risk of any
breach of academic freedom.".
I know that I am not
alone in feeling the disciplinary power of a university in relation to academic
freedom. The experiences of Michael Cohen and Colwyn Williamson and their
sustained commitment and courage in facing such disciplinary power by 'speaking
truth to power', has been well documented (Cohen & Williamson, 1992;
Davies, 1994).
In presenting my
educational theory of educational change in higher education, I want to focus
on the above claim that I felt intimidated and to consider Lather's notion of
rethinking research as 'ruin'. I want to add to the educational theory of
educational change I presented in my book on the Growth of Educational
Knowledge: Creating your own living educational theories (Whitehead 1993) with
the new insights I have gained over the five years since the publication of
'The Growth of Educational Knowledge' (Whitehead 1993) in relation to
institutional bullying.
I particularly want to
focus on the emotions in
experiences related to bullying and to draw on Madeleine Mohammed's
(1998) work on the use of cameos to mediate educational emotional awareness to
share with you my feelings as I recount two past experiences.
See if you can see me as
a 6 year old sitting astride a bigger 7 year old, with a grip of iron on his
hair and smashing his head on the concrete. His cries brought our two mothers hurtling into the yard to
tear us apart. I was beyond feeling that any chastisement or discipline mattered. I can still
feel the satisfaction of knowing that the bullying would now cease. It did!
Before this act of
uncontrolled violence I had felt fear. The fear and intimidation of
encountering the bully next door. A bigger boy of 7 who would taunt me, throw
stones and physically intimidate me. After a couple of weeks of this I came
home from school and encountered the bully in the backyard. My rage overcame my
fear. My attack bowled him over and in a frenzied rage I ended the bullying
without any remorse that I might have damaged the bully.
I have chosen this image
because it bears out a present concern of mine with learning how to be more
effective in doing something about bullying relationships at work. I am
thinking of abuses of power in which individuals experience the violation of
their integrity and identity. The
above image still carries for me the satisfaction of making a 'robust' response
to the bully. However, I can also still feel the outrage and disgust that
anyone should act in such a way as to cause me to feel fear, humiliation and
intimidation and to evoke such a violent response.
The second experience is
grounded in my response to the claim by the Senate Working Party on a Matter of
Academic Freedom that I undoubtedly felt intimidated. The working party,
constituted by Professors Burrows
and Collins, Mr. Meakin and Dr. Allen raised critical points about persistence
and intimidation:
This was however,
because of Mr. Whitehead's persistence in the face of pressure; a less
determined individual might well have been discouraged and therefore
constrained....... Mr Whitehead undoubtedly feels intimidated by the
possibility of disciplinary action, and the Working Party wished to see a
safeguard built into the University's procedures, for all staff, which would
reduce the risk of any breach of academic freedom.
It was the stimulus of
writing this paper which brought me back to focus on the nature of my
'persistence' and the claim that I
undoubtedly felt intimidated by the possibility of disciplinary action. I think other publications shows
something of the nature of my 'persistence in the face of pressure' in support
of my value of academic freedom (Whitehead 1993). My other paper to this conference (Whitehead 1998) is
presented as a 'victory narrative' in the sense that the 'living theory' theses
and dissertations have clearly been legitimated in the Academy as original
contributions to educational knowledge. My 'persistence in the face of
pressure' in working to create a space for such 'living theory' theses and
dissertations can be explained in terms of my commitment to the education of my
students in a way which encourages them to make their own original
contributions to educational theory and knowledge, as well as my commitment to
other values. I explain my commitment to education in the vocational sense that
it is a professional practice which offers opportunities to explore what it
means for me to live a good and productive life.
I now to want to focus
on what I see as a misunderstanding in the conclusions made by my colleagues
who reported to Senate their claim that
I undoubtedly felt intimidated by the possibility of disciplinary
action. By exploring this I want
to extend and deepen my explanation (living theory) of educational change in
higher education.
One episode which may
have led the Working Party to think I felt intimidated was my response to the
penultimate draft of the report
which did not contain any statement about my persistence in the face of
pressure. Those involved in the enquiry had been given the opportunity to
comment on the draft. I can vividly recall the forceful way I expressed my
views to the Working Party that if they did not recognise the unreasonable
pressure I had been subjected to and make recommendations to protect colleagues,
they would be guilty of failing colleagues who may be subjected to such
pressures in the future.
Given my experience of
being bullied at the age of 6 I know my feelings of being intimidated. I have experienced the disciplinary
power of the University several times in my 25 years at Bath. The last time I felt intimidated was
appearing before Senate to appeal against
their decision to terminate my employment. Then I felt intimidated. Surprisingly, whatever the Working
Party's construction of my
feelings of being intimidated at the possibility of disciplinary action, my feelings were of rage and disgust with what I
experienced as institutional bullying.
These emotions were directed against the mobilisation of the
disciplinary power of the university against me on grounds which a believe
a reasonable person would
recognise as bullying. I recognise
that the 'reasonable person' test is flawed in the sense that such judgements
always take place in the social contexts of power relations which can distort
what counts as being reasonable and that such judgements are invariably
influenced by the interests and values of those doing the judging. Becoming
aware of such distortions has been part of the narrative of my educational
development as I show an increased
understanding that, how I am
perceived is sometimes not as I intended!
I don't see myself as a
bully but I had a recent experience at a seminar at Kingston University which
surprised me. After talking about some ideas on action research I invited
responses from the audience and after fifteen minutes I asked one participant
who hadn't made any comments if she had any questions for me. She responded
that she hadn't asked me any questions because I looked as if I might take her
down a dark alley and 'kick the living shit out of me'. Now I am a rather large man with what
may be experienced as a 'robust'
manner of addressing my questioners. I could see that for this participant it
wasn't that a different choice of words would have encouraged her to
participate. It was the manner in which I said what I did. The intimidation was
experienced in the way the participant perceived me. This was also brought home to me when I looked at a
photograph David Hamilton had taken of Wilf Carr and myself in conversation at
a BERA conference some years ago. I had enjoyed the talk but looking at my face
on the photograph I could see the phrase 'if looks could kill', coming alive in
front of my eyes! The photograph surprised me because of the aggression it
showed on my face, and my face was directed towards Wilf! Such experiences have
improved my understanding of how easily facial expression and body language can
be misconstrued and communication impaired because of this. I say this in an
attempt to influence those who believe that bullies can be understood simply in terms of their 'robust'
manner and choice of words.
The growth in my living
educational theory of educational change now includes a re-evaluation of my
past as I to return to
the experience of the complex emotional responses of embarrassment, shame, humiliation,
intimidation, disgust, anger,
uncontrolled rage and satisfaction in my first experience of being bullied and
as I link my present responses to Amanda Sinclair's (1998) recent theorising on
'Doing Leadership Differently'.
I identify my
satisfaction with ending the bullying with the concept of hegemonic masculinity identified by
Sinclair:
The concept of
hegemonic masculinity goes a long way towards explaining why men with power
resist examining or questioning their own maleness. There are arguments both
about perception and about power here. Firstly hegemonic masculinity may be so
taken for granted and assumed that it is unobservable to men. This is the
reason why it will often be women who are more able, and willing, to identify
maleness or masculinity as a phenomenon for discussion. For men, its existence
is so assumed that it is imperceptible and therefore beyond debate. p.57
In her analysis of how
managerial subcultures are built around masculinities Sinclair includes a form
of traditional authoritarianism which is advanced through bullying and
fear. Living not far from the
Roman ruins in Bath I carry a picture of the Legionnaires conquest of Britain
as a particular form of 'robust' hegemonic masculinity!
A recent episode in
which I experienced the exercise of health-threatening power, of a regime of
truth, rather than of bullying, was in relation to a research student I was
supervising. In the Department of
Education we have a formally-constituted Research Committee where research
students put forward a paper for a research seminar when they wish to transfer
from an M.Phil. to a Ph.D. programme. It is the formal constitution of such
committees which enable their judgement to carry the disciplinary power of the
University in the sense defined above as part of a 'regime of truth'. In July
1997 the research committee did not accept that a mature student I was supervising was ready for transfer,
even though I had written a strong recommendation in support of this student
and have one of the best records of successful research supervision over the
past three years.
Some months later the
student received a note from the research committee to say that the committee
had taken the unusual step of appointing a second supervisor. The student's
research programme was explicitly within my own field of the creation and testing
of living educational theories. The second supervisor had not, to my knowledge,
made any contribution to this area of enquiry. This was the first time in my experience of the disciplinary
power of the university to which I could not immediately make a creative response and resolve my tension
and stress in my usual way of incorporating it into my own research programme.
This was because of what I judged to be in my student's interest. The imposed
supervisor was someone I respected as an educator and I felt sure that he would
make a significant contribution to the students' enquiry. I did not believe
that it was in my student's interest to complain to Senate and the Academic
Assembly about the imposition of a second supervisor for work which was clearly
within my own field of expertise.
I would be interested in
outside experts applying the 'reasonable person' test to the evidence provided
by my student on his fitness for transfer at his first transfer seminar and the
response of the research committee to impose a second supervisor. This is my
first speculation on the way that I am learning from this experience in the
narrative of my learning.
In the past I would have
been satisfied with an explanation of the above experience which focused on the
omission or attempts to eliminate living theories by the proponents of the
disciplines of education such as the philosophy, psychology, sociology,
history, management, economics and politics. Some thirty years ago I enjoyed my
own initiation into the disciplines approach to educational theory with Richard
Peters and Paul Hirst (1970) and only rejected this approach in 1971 when I
came to see that it could not produce a valid explanation for my own
professional learning as I asked, answered and researched questions with my
pupils, of the form, 'How can I help you to improve your learning?'. I still experience the tendency of
colleagues, whose conceptual frameworks and methods of validation, are heavily
influenced by a 'discipline of education', and who have yet to engage in the
discipline of researching their own educative relationships, to colonise what
counts as educational knowledge. I am meaning 'colonise' in the negative sense
of imposition, of taking over, of suppressing something of value. Kevin Eames
(1996) has written an excellent analysis of his experience of such pressures in
the afterword to his Ph.D. Thesis.
Having benefited greatly
from sociological theories of education (Whitty 1997) I was disturbed to read
in a text aimed at the regeneration of its field:
"No sophisticated
theory of education can ignore its contribution to economic development
(Durkheim 1977; Bowles and Gintis 1976). Indeed, throughout the twentieth
century the relationship between education and the economy has constantly
assumed greater significance. This is not only due to the increasing importance
attached to knowledge as a condition for wealth creation, but because of the
economic theory of human capital developed in the 1960s (Schultz 1961; Becker
1964). The attraction of
human-capital theory is that investments in education and training are viewed
as profitable for both the individual and for society (Marginson 1993)." (Halsey,
Lauder, Brown, Stuart Wells, p. 156, 1997).
I am disturbed by this
view because I can imagine a sophisticated theory of education involving, for
example, an analysis of one's spiritual growth (Cunningham, 1998) which does
ignore its contribution to economic development. In saying this I want to stress the importance for myself of
understand the importance of economic forces and theorising in my own theory of
education. It means that I am open to the possibility that sophisticated
theories of education can exist without considering their contribution to
economic development. It is difficult to understand how those operating with a
view that 'no sophisticated theory of education can ignore its contribution to
economic development', can make judgements on claims to educational knowledge
which show that such theories of education can exist, without their view
exerting a 'colonising' influence over what counts as educational theory. Just
because it is difficult to understand, does not of course mean that they reject
the existence of other kinds of sophisticated educational theories. If they do
accept this then their claim above about the nature of sophisticated theories
of education needs amending
As I write, I am
conscious of a continuous tension which I associate with a lack of academic
integrity in the creation and testing of living educational theories in the
University environment in which I personally work; namely the University of
Bath. As I reflect on the supportive colleagues and the values which have
helped me to sustain my enquiry, I can see that their care and attention has
protected me against some health threatening stress and pressures and this
helps to explain my persistence. The lack of academic integrity I refer to is
related to a change in the University regulations of 1991 which for the first
time permitted questions to be raised about examiners of research degrees on
the grounds of bias, prejudice or inadequate assessment. Following the recommendations of the
examiners of my unsuccessful submissions of two Ph.D. Theses to the University
in 1980 and 1982 I was not permitted to resubmit my theses. I had also received
a written instruction that under no circumstances could I question the
competence of my examiners once they had been appointed by Senate.
The change in the
regulations in 1991 did not act retrospectively so I am still forbidden from
resubmitting my theses. I am also forbidden from questioning the competence of
my examiners. Here is the tension
I live with. I believe that there
is now sufficient evidence to convince a 'reasonable' person that the
university has legitimated 'living
theory' theses and dissertations which draw explicitly on ideas I submitted in
my two rejected theses of 1980 and 1982. The tension I live with is the feeling
of a lack of academic integrity within the University in forbidding the
originator of the idea of living educational theories and the originator of
some of their fundamental principles, to resubmit a thesis which has
significantly influenced the other living theory theses and dissertations
legitimated by the University. It isn't that I am forbidden to submit a new
thesis. In procedural terms this is not a problem. The problem for me, is one
of principle in relation to being forbidden to re-submit a thesis from which
original ideas have been acknowledged and used by others.
Again, I think of this
as a form of institutional bullying in which the exercise of the disciplinary
power of the university is preventing what I believe a 'reasonable person'
would see as an injustice. Namely, that I am forbidden from resubmitting either
of the two theses which have contributed in fundamental ways to the creation
and testing of the living educational theory theses which have been legitimated
by the university and are freely accessible on the Web. I attach a flier from
the Quebec Learning Consortium and School of Education at Bishop's University
to show how my work on the creation and testing of living educational theories
is perceived elsewhere (Appendix).
By bringing into my own
living educational theories the concept and experience of institutional
bullying I want to embrace the response of speaking my truth to power. I am
thinking of the disciplinary power and regime of truth of the University. When I explain my persistence in the
face of this disciplinary power and pressure I know that I should be
acknowledging the power of my feelings of
rage and disgust and their role in sustaining my persistence. These are
in marked contrast to the positive feelings in my 'victory narrative' paper where I emphasise the importance
to my life as an academic to make original and substantial contributions to
knowledge of my subject, education.
Let me illustrate the importance of images of violence and disgust in
sustaining my persistence.
Walking with my trolley
in Sainsbury's the other week I saw a colleague pushing his trolley towards
me. My immediate response was an
image of gripping him by the throat and holding him against the shelves. I recognised
the violence in the image as a throwback to my response to bullying at the age
of 6. What I actually did was to acknowledged him with a weak smile! The warmth of my normal welcome with
academics I like, was tempered by the feeling of disgust because he had instructed
a colleague who was recovering from a medical condition to have two papers
accepted for publication within a six month period in refereed journals. I had
been unable to get the requirement changed. My feelings that the instruction
was unreasonable were born out both by a paper I had submitted with others for
the journal Educational Action Research (Hughes, Denley & Whitehead, 1998)
and a paper submitted by Prof. Morwenna Griffiths (1998) to the British Journal
of Educational Research. By chance, the joint paper had been submitted the week
my colleague had received his instruction. I received confirmation of
acceptance following modifications some thirteen months after submission. A
similar time was involved in the paper by Mo. Griffiths. I also contrasted this
behaviour with those qualities referred to by Whitehead (1929) in his
descriptions of the values of a University.
Like the image of
my response to being bullied at
the age of six, I visualised such a response to the colleague who had mobilised
the disciplinary power of the university to make what I still perceive as the unreasonable
demand of having two papers accepted for publication in refereed journals
within a six month period. I carry the feeling of disgust towards the colleague
because of his actions. I say these things to show the kinds of emotion which
have been involved in my persistence in the face of pressure. I think these
emotions are part of the reason why some of my responses to my experiences may
be seen by my colleagues and others as excessive or extreme. I am aware that when
I experience the disciplinary
power of the university being mobilised as a form of institutional bullying I
do not tend to approach those doing the mobilising with a faith in rational dialogue, unless I
have sufficient numbers of colleagues in positions of sufficient power and
responsibility to ensure that the force of better argument is the dominant
force.
The way I have persisted
in the face of such pressure and prevented the stress from impeding my work
through wrecking my health, has been to incorporate the experiences and
reflections within my research, as part of my descriptions and explanations of
my professional learning as I seek to reconstitute what counts as educational
theory within the academy. This is what I am doing now. I am exercising my
imagination in contributing to knowledge of my subject. I am using the forum
provided by BERA to speak my truth to the disciplinary power of my
university. I also believe that I
am extending and deepening my understanding of the nature of my living
educational theory by explicitly embracing, for the first time, an
understanding of my responses to what I experience as institutional
bullying.
In explaining the
particular educational change in higher education in terms of the legitimation
of living educational theories I have sought to do more than acknowledge and
explain my own persistence in the face of the pressure of institutional
bullying. I have sought to include within my explanation some understanding of
the ways in which I have responded to the experience of such bullying. I am
thinking of my work as a
university academic, who is concerned with the creation and testing of new
forms of educational theory. I am also thinking of myself as a citizen who is
concerned to enhance the quality of justice, freedom and rationality within his
workplace by working towards the reduction of institutional bullying and
towards the celebration of the values I associate with Academic Assembly.
I want to stress that
the working party on a Matter of Academic Freedom got it wrong. I was not
feeling intimidated by the possibility of disciplinary action. I felt enraged
and disgusted that institutional bullying could be permitted to exist and that
this had the effect of evoking such negative and violent feelings which I
associate with my rage of smashing the bully against the concrete. These
feelings contrast sharply with my embrace of the values of the Academic
Assembly of the University (Whitehead, p.94, 1993) and Whitehead's (1929) image
of the Function of a University.
And when I ask, answer
and research my question, 'How do I improve what I am doing?', I hope that this
response of speaking my truth to power,
strikes a cord with those who live in a 'robust ' way near the Roman
ruins of Bath, and beyond, in hearing and understanding that the way we protect
the values of academic assembly, such as freedom, truth, democracy, rational
debate and integrity may sometimes need a more imaginative response than simply
changing the words we use.
In the creation and
testing of my own living educational theories, I have emphasised the importance
of evaluating and reevaluating the past in understanding the present and of the
importance of understanding the present in terms of an imagined future which is
directed at living values more fully. In my explanations of my own learning I
integrate theoretical insights from the work of others. However, what I want to
stress in this paper is my learning in responding to the experience of
institutional bullying in myself and others. This, for me, carries a
responsibility to protect the integrity and identity of oneself and others. In
researching the process of responding to this value of responsibility I do
agree with Couture (MacLure 1996)
that it is important not to silence resistances and to acknowledge the
experience of fractured and conflicting possibilities of identity. In this
spirit I want to contrast my success in stopping bullying at the age of 6, and
my success in my 'victory narrative' (Appendix) with my sickening failure in helping
to protect the colleague who wrote:
"I started
having Migraine headaches for the first time last year and have had about six
since then. These have been interspersed with "tension" headaches,
often occurring every day for one or two weeks at a time. These have, in
themselves, caused me worry and more stress and prevented me from working
properly ( the migraines haven't made me take many days off as they normally
occur at the weekend - meaning that I don't get the rest I need). During
particularly stressful periods, I have also suffered from chest and stomach
pains and lack of sleep. I am convinced that all of this is directly related to
my position at work. The deterioration to my health (the headaches are very
detrimental to my quality of life) has been a major factor in deciding to
leave."
Such experiences have
made me more determined to support those who encounter institutional bullying
with its potentially devastating effect on the individual targeted in an
environment that A.N. Whitehead acclaimed. Perhaps the imagination of which he
spoke could be directed at learning how to transform environments in which
institutional bullying is experienced into a university context which can
celebrate its existence in the creative spirit through which he wrote so
eloquently. In sustaining such commitments I have been supported by my
colleague Steve Wharton (1995) whose dedication in his Ph.D. Thesis continues
to inspire me:
This thesis is
dedicated to my parents Dennis and Marina Wharton who have taught me throughout
my life that goodness, love, understanding and the determination to defend
them, are qualities to be prized.
In conclusion I want to
add a fifth pressure on the higher education curriculum to the four identified
by David Bridges (1998). I am thinking of the pressure to legitimate the
creation of living educational theories in the curriculum of higher education,
as individuals describe and explain their own learning in educational enquiries
of the kind, 'How do I improve what I am doing?'. In saying that I want to add
a fifth pressure I do not want to emphasise a form of analysis which only
breaks educational change into separate categories. I want to add a form of
educational enquiry in which the art of the dialectician is experienced in
holding together both our capacities for analysis with our capacities for
synthesis. I want to propose a new discipline of educational enquiry (Lomax,
1998; Lomax and Whitehead 1998) for educational change in higher education in
which individuals create their own living educational theories as forms of
improvisatory self-realisation (Winter 1997) in the process of experiencing and
learning from the curriculum as presented in higher education.
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